FCA regulatory framework provides strict guidelines we must adhere to. Under FCA rules our product cannot be promoted to Retail Investors and must only be offered to qualifying high net worth and sophisticated investors as detailed below.
High Net Worth Investor – An individual who has signed, within the period of twelve months ending with the day on which communication is made, a statement to confirm they have an annual income of not less than £100,000, or net assets, excluding their primary residence, of not less than £250,000.
Certified Sophisticated Investor – An individual who has a written certificate within the last 36 months by an FCA Approved Person confirming that the Investor is sufficiently knowledgeable to understand the risks associated with engaging in investment activity in non-mainstream pooled investments
Self-Certified Sophisticated Investor – An individual who has signed, within the period of twelve months ending with the day on which communication is made, a statement to confirm that have sufficient knowledge to understand the risks associated with engaging in investment activity in a non-mainstream pooled investments.
Under FCA regulations it is essential for The Helmsley Group to verify all of our prospective clients investor status prior to delivering any financial promotions or details of any current investment opportunities.
It is not until we have the completed appropriate forms below, we can register you as part of The Helmsley Group, therefore we would appreciate your cooperation with completing these.
Why Helmsley Group?
“We provide our client base and potential
investors with a range of opportunities that are always secured against land or property and have the potential to provide good levels of returns on a mid to long term basis.”
We may monitor and record your calls for training and quality purposes.
Registered in England and Wales No. 04241081.
Registered Office: Colenso House, 1 Omega Monks Cross Drive,
Huntington, York, YO32 9GZ
Helmsley Securities Ltd and Helmsley Acceptances Ltd are authorised and regulated by Financial Conduct Authority (Financial Services register numbers 665743 and 715178)